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Ethics and Conflict Management | Part 13 of 18

Negotiation: Explore Interests and Use Defensible Criteria

Prepare interests, alternatives and decision criteria to negotiate workable agreements without trading away essential boundaries.

A negotiation can become a contest between positions: one team wants a larger budget, another refuses the request. Repeating the positions with greater force rarely reveals whether a better option exists.

Principled negotiation examines the interests behind the proposals, the criteria for a decision and the alternatives if agreement is not reached.

Prepare the interests

Identify what matters, why it matters and which requirements are essential. Distinguish your preferred solution from the concern it addresses.

Ask about the other party’s interests rather than assuming them. A request for exclusive access to an engineer might reflect a delivery dependency that can be met through another arrangement.

Harvard’s Program on Negotiation describes an approach centered on interests, options and objective criteria. It provides a structure for inquiry, not a guarantee that every dispute contains a mutually attractive solution.

Understand the alternative

BATNA means the best alternative to a negotiated agreement. It provides a basis for evaluating whether a proposed deal is preferable to the available fallback.

Make the alternative realistic. Include the cost, timing and effects on ongoing relationships.

Within an organization, a fallback may involve a formal allocation decision or revised scope rather than leaving the relationship entirely.

Do not invent threats or overstate your authority. A weak or misleading claim about alternatives can damage trust and decision quality.

Develop several options

Explore differences in priorities, timing and risk tolerance.

A hypothetical capacity negotiation could combine a narrower initial scope, staged specialist support and a later review. The options should address the actual dependency rather than merely divide the requested hours.

Generate alternatives before committing to one. Check whether a proposal creates burdens for people absent from the discussion.

Avoid negotiating away a safety requirement, protected right or other boundary that the parties do not have authority to change.

Agree relevant criteria

Use defensible standards such as verified workload, customer consequence, capacity, comparable terms or established policy.

“Objective” does not mean beyond debate. Parties may disagree about which criterion applies or how it should be measured.

Explain the rationale and apply it consistently. A criterion selected only because it favors your preferred result has limited credibility.

Where legitimate criteria conflict, an accountable decision may still be necessary.

Manage the interaction

Separate criticism of a proposal from judgments about the person. Ask questions, summarize the account and keep the problem specific.

Acknowledge emotion without letting pressure or hostility determine the outcome. Pause or change the process if meaningful participation becomes impossible.

Power differences affect the freedom to refuse. Examine whether the apparent agreement reflects a real choice and whether an appropriate review route exists.

Close with a workable agreement

Specify actions, owners, timing, dependencies and the process if circumstances change.

Confirm authority to commit. A negotiator should not promise resources or terms that require someone else’s approval.

Check the agreement against the realistic alternative and the essential boundaries. Failure to reach agreement can be a defensible result.

Negotiation creates value when it improves the options and produces a commitment people can carry out. Its quality depends on preparation, honest authority and criteria that remain credible after the immediate pressure has passed.

Reference

Harvard Program on Negotiation: Principled negotiation

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